A thesis submitted for the degree of Master of Philosophy (Surgery) of the Australian National University The effect of Xylocaine Hydrodissection on posterior capsule opacification after cataract surgery Thomas David Walker MB, BS, DO, FRANZCO Submitted October 2008 Resubmitted with corrections and supplement February 2009 This thesis is entirely the work of the author except for the statistical analysis. There was no external funding and no conflict of interest. The author has no connection with the manufacturers of any of the products mentioned. There are no published papers up to the end of January 2008 of this substance being used for this purpose in this concentration and this volume.
SIGNED ____________________________________________________________ THOMAS DAVID WALKER DATE _____________________________________________________________ ACKNOWLEDGEMENTS Professor Paul Gatenby, Medical School Australian National University as supervisor for his practical and sympathetic guidance. Dr Keith Dear, statistician, Australian Centre for Epidemiology and Health, Australian National University for his expert statistical analysis and patience. A/Prof Ivan Goldberg, University of Sydney Department of Ophthalmology, Sydney Eye Hospital New South Wales, referee for the benefit of his vast experience. A/Prof Frank Martin, University of Sydney, Department of Ophthalmology Children’s Hospital Westmead, Sydney NSW for his enthusiasm and expertise.
Dr John J McK Smiles for second opinions and laser treatments. The librarians at Victorian Eye and Ear hospital, at Calvary Hospital ACT and at the Hancock Science Library, Australian National University for their persistence. ii TABLE OF CONTENTS ABSTRACT 5 Background 5 Method 5 Results 5 Conclusion 6 Keywords 6 INTRODUCTION 7 HISTORY AND PERSPECTIVES 11 THE SCOPE OF THE POSTERIOR CAPSULE OPACIFICATION PROBLEM 22 Conclusion 28 CAUSES AND PREVENTION OF POSTERIOR CAPSULE OPACIFICATION 29 Mechanisms 29 Treatment of posterior capsule opacification 38 Medical 38 Surgical 39 Complications Of Nd:Yag Laser 40 Conclusion. 41 PHARMACOLOGICAL ATTEMPTS TO REDUCE POSTERIOR CAPSULE OPACIFICATION 42 Animal experiments 44 In Vitro 44 In Vivo 47 Human experiments 52 XYLOCAINE - PROPERTIES AND ACTIONS 54 Pharmacology 54 Pharmacokinetics 54 Adverse reactions 55 Cell toxicity in vitro 56 Cell toxicity in animals 57 Actions of Xylocaine (lidocaine) 60 In Vitro 60 XYLOCAINE - THE HUMAN EXPERIENCE 63 Summary 68 1 MATERIALS AND METHODS 69 Study design.
71 RESULTS OF THE CURRENT STUDY 72 Statistical method 72 Results 72 Conclusion 77 DISCUSSION 78 DISCLAIMER 80 APPENDIX 80 REFERENCES95 83 SUPPLEMENT 95 Pharmacological attempts to reduce posterior capsule opacification after cataract surgery. Clinical and Experimental Ophthalmology 2009,36. 2 TABLES AND FIGURES Figure 1 – Cataract And Intraocular Lens 14 Figure 2 – Medicare Australia – Number Of Services Provided January 1997 To December 2007 For Cataracts (42702) And Nd:YAG (42788) 18 Figure 3 – Medicare Australia Benefits Paid From January 1997 To December 2007 For Cataract Surgery (42702) And Nd:YAG Laser (42788) 19 Figure 4 – Clinical Incidence Trend Of Posterior Capsule Opacification (PCO) 1980 To 2000 (Various Sources) 20 Figure 5 – Clear Red Reflex From The Retina After Nd:YAG Capsulotomy 21 Figure 6 – Embryological Development Of The Eye 23 Figure 7 – Mircroscopic Lens Fibre Anatomy 25 Figure 8 – Sommering’s Ring From Behind – Miyake-Apple Image 33 Figure 9 – Effective Growth Factors On Lens Epithelial Cells 36 Figure 10 – Percentage Requiring Nd:YAG Within Two Years 75 Figure 11 – Relative Risk Of Requiring Nd:YAG 76 Figure 12 – As Figure 11 But By Date With No Discrete Change In Risk At 1/1/2003 76 Table 1 – Some Substances Used In Attempts To Reduce PCO 43 Table 2 – Nd:YAG Required In The Series. 73 Table 3 – Age Distribution (Years) 73 Table 4 – Sex Distribution 74 3 ABBREVIATIONS 5FU – 5-FLUOROURACIL AMD – AGE-RELATED MACULAR DEGENERATION BAB – BLOOD AQUEOUS BARRIER BCVA- BEST CORRECTED VISUAL ACUITY DALY- DISABILITY ADJUSTED LIFE YEAR DNA – DEOXYRIBONUCLEIC ACID ECCE – EXTRA CAPSULAR CATARACT EXTRACTION EDTA – ETHYLENEDIAMINE TETRAACETIC ACID FGF– FIBROBLAST GROWTH FACTOR ICCE – INTRA CAPSULAR CATARACT EXTRACTION IOL – INTRAOCULAR LENS MMC – MITOMYCIN-C ND:YAG- NEODIMIUM:YTTRIUM-ALUMINIUM-GARNET LASER OCT – OPTICAL COHERENCE TOMOGRAPHY PCO – POSTERIOR CAPSULE OPACIFICATION PXF– PSEUDOEXFOLIATION OF THE LENS CAPSULE QALY – QUALITY ADJUSTED LIFE YEAR RNA – RIBONUCLEIC ACID.
RR – RELATIVE RISK TASS – TOXIC ANTERIOR SEGMENT SYNDROME TGF – TRANSFORMING GROWTH FACTOR UVA – ULTRAVIOLET LIGHT BAND A VEGF – VASCULAR ENDOTHELIAL GROWTH FACTOR 4 Abstract BACKGROUND The purpose of this study is to assess the efficacy in reduction in posterior capsule opacification following cataract surgery by the use of Xylocaine brand of lidocaine 1% unpreserved 1 mL as hydrodissection fluid replacing balanced salt solution. METHOD The author performed all surgeries without any change in lens design or operative technique except for the change in hydrodissection fluid. There was no increase in complication rate of surgeries performed with Xylocaine as compared to those with balanced salt. The efficacy of the change in technique was assessed by the change in incidence of neodymiun:yttrium alluminium garnet (Nd:YAG) laser requirement which was separately assessed by an independent ophthalmologist.
Minimum follow up exceeds two years with a maximum of eight years. RESULTS Xylocaine hydrodissection in this series did not reduce the already decreasing incidence of posterior capsule opacification at the 2 year review. The ‘p’ value was 0.855 representing no significant difference. The result must be seen against the general improvement worldwide and also by the author in the reduction of posterior capsule opacification to less than 5% over the years by improving operative techniques, lens materials and lens designs.
5 CONCLUSION Hydrodissection with unpreserved Xylocaine 1% mL is safe, and cheap and requires no change in surgical technique. Xylocaine is known to be toxic to some bacterial cells and in a dose dependent relationship with corneal endothelial cells. A further larger double masked prospective trial would cover a shorter time span and eliminate the comparison with an overall trend line. There are very few safe pharmacological methods currently available clinically for PCO reduction and none in common use.
KEYWORDS Cataract surgery, posterior capsule opacification, Xylocaine unpreserved brand of lidocaine local anaesthetic. 6 CHAPTER 1 Introduction The hypothesis involved is that the opacity that occurs in the posterior capsule following some lens surgeries can be reduced by using Xylocaine brand of unpreserved lidocaine 1% 1 mL during the hydrodissection technique. The preparation is the product of Astra-Zeneca (Sydney Australia) and is used throughout this surgical series. It is strongly recommended that the findings herein be not transferred to any other product branded as “equivalent” or “generic” because there are issues with pH, osmolality and buffers in other preparations which may be toxic to the corneal endothelium as will be discussed later.
(Spalton, 1999) In quoting references, the original words of the author whether lidocaine, lignocaine or Xylocaine are used and no transposition is assumed. The word “cataract” describes the opacification of the crystalline lens of the eye. The word owes its origin to the erroneous belief that a sort of curtain fell down like a waterfall from the “humour” of the brain.(May and Worth, 1954) In fact,the lens protein becomes denatured and disrupted destroying the optical clarity. The importance of a good long term surgical result is emphasised by taking a global view of the problem.
Cataract is the most common cause of treatable blindness in Australasia and most of the world and posterior capsule opacification post operatively is the most common unwanted result. The essential success of any lens surgery lies in maintaining a perfectly clear posterior capsule permanently. (Findl et al., 2007) (Pandey et al., 2004, Apple et al., 2001, Apple et al., 2000) Any technique that improves the permanent clarity of the capsule, even by a small percentage, benefits the individual and the community both socially and economically. 7 Although often overlooked, vision loss must be one of the archetypal chronic diseases of adults.
(Taylor et al., 2007) Cataract surgery “is now extraordinarily successful”. (Taylor and Keefe, 2002) “Cataract removal and intraocular lens (IOL) implantation is by far the most common and one of the most successful of all operations in all of medicine”(Survey of Ophthalmology Editors, 2000) and probably the most common surgery performed around the world each day because there is no effective medical treatment for cataract.(Toh et al. Surgeons in India perform more than 4 million operations each year.(Nirmalan et al., 2006) Cataract is usually due to ageing but may also follow trauma, intraocular or systemic inflammation, systemic metabolic diseases (especially diabetes mellitis), corticosteroid therapy (local or systemic), congenital and hereditary factors, irradiation (including Ultraviolet), and smoking. Multiple risk factors may be operative in any one individual.
Some causes are still unknown(West, 2007). A survey among older Australians estimates that at least 444,400 persons aged over 55 years are visually impaired to some extent, representing 9.4% of that group. Senile cataract is the largest subgroup.(Bennet and Australian Institute of Health and Welfare, 2005) The incidence of clinically significant cataract reaches almost 50% of persons over 75 years because of reduced visual acuity and contrast sensitivity and glare interfering with function.(Bennet and Australian Institute of Health and Welfare, 2005) The definition of ‘legally blind’ (that is entitlement to a disability pension on the basis of vision loss) is central vision of less than 6/60 (Snellen) corrected in the better eye. Centrelink Australia records indicate that 0.8% of all pension recipients are in this category.
But this underestimates the true number as many were receiving a pension before 8 they became legally blind and the reclassification is not done, as it may make no difference to their pension payment. (Bennet and Australian Institute of Health and Welfare, 2005) In USA, over the years 1991-1999, “the clinical diagnosis of major chronic eye diseases associated with ageing increased dramatically in a longitudinal sample. At the end of nine years, nearly half of the sample of surviving US Medicare beneficiaries had at least one of these diseases.(Lee et al., 2003) Cataract is the main treatable cause of visual loss but others are age related macular degeneration (AMD), glaucoma and diabetic retinopathy and these may all occur coincidentally. This means that even after a technically successful cataract surgery the vision may still be impaired to some degree if there is comorbidity.
Long term cigarette smoking and Ultraviolet-B exposure bring on cataract earlier and probably are summative in effect.(Bennet and Australian Institute of Health and Welfare, 2005) The impact of the visual loss on the individual can be severe, causing not only depression because of isolation, loss of quality of life, loss of independence, social relationships and sensory stimulation, but also increasing the risk of falls and injury with subsequent hospitalisation and costs to the community.(Bennet and Australian Institute of Health and Welfare, 2005), (Klein et al., 2006, Owsley and McGwin, 2007) The health system cost of cataract surgery per person in Australia in 2005 was $178.(Access Economics, 2008) The importance of keeping the ageing population independent of government and volunteer services has been emphasised recently by the Australian Government’s programmes to assist in keeping older Australians at home for as long as possible rather than admission to hospital or hostel. The burden of dependence of this group of persons on external care is not only in the cost of services provided by government agencies but in the immeasurable cost of volunteer help and the restriction of employment on family members acting as volunteers or carers who 9 would otherwise be in the workforce. This restriction on the life of carers has a cumulative effect on their future lives by limiting their work experience and therefore job opportunities when their care role ends. 10 CHAPTER TWO History and Perspectives The identification of cataracts goes back at least to the code of Hammurabi in Babylon around 2000 BC.
The Egyptians around 1600 BC wrote of the problem and their techniques appear to be variations on couching (that is pushing the complete lens into the vitreous by rupturing the zonule after inserting a broad knife through the corneoscleral junction of the eye). This technique may have been brought from Greece at the time of Alexander when he invaded Egypt in 336 BC.